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翻訳と辞書　辞書検索 [ 開発暫定版 ] スポンサード リンク Securities Investor Protection Corporation ： ウィキペディア英語版 Securities Investor Protection Corporation The Securities Investor Protection Corporation (SIPC ) is a federally mandated, non-profit, member-funded, United States corporation created under the Securities Investor Protection Act (SIPA) of 1970〔Title 15 U.S.C. §78aaa et seq., as amended〕 and mandates membership of most US-registered broker-dealers. It is not a Self-regulatory organization (SRO).〔(【引用サイトリンク】title=SIPC - Investor FAQ )〕 "The SIPC fund, which constitutes an insurance program, is designed to protect the customers of brokers or dealers subject to the SIPA from loss in case of financial failure of the member. The fund is supported by assessments upon its members. If the fund should become inadequate, the SIPA authorizes borrowing against the U.S. Treasury. An analogy could be made to the role of the Federal Deposit Insurance Corporation (FDIC) in the banking industry."〔(【引用サイトリンク】title=SIPA. Securities Investor Protection Act )〕 SIPC is required to report to, and be overseen by, the Securities and Exchange Commission. "Pursuant to SIPA, the Commission also has delegated authority to conduct inspections of SIPC, review SIPC annual reports, and approve SIPC’s bylaws, rules, and any amendments to the bylaws and rules."〔SEC, "SEC's Oversight of the Securities Investor Protection Corporation's Activities" (Mar. 30, 2011), p. 4. Title 15 U.S.C. §78ccc-ggg, et seq.〕 As the SIPC states on its website, "Though created by the Securities Investor Protection Act ( et seq., as amended), SIPC is neither a government agency nor a regulatory authority. It is a nonprofit, membership corporation, funded by its member securities broker-dealers." == History == 抄文引用元・出典: フリー百科事典『 ウィキペディア（Wikipedia）』 ■ウィキペディアで「Securities Investor Protection Corporation」の詳細全文を読む スポンサード リンク 翻訳と辞書 : 翻訳のためのインターネットリソース Copyright(C) kotoba.ne.jp 1997-2016. All Rights Reserved.